FINRA Series63 (CSCE465432)
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CSCE 465432 Series63 Actual Exam/ FINRA Series63 Uniform Securities Agent State Law Examination (answered)
- Exam (elaborations) • 12 pages • 2021
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FINRA 
Series63 
Uniform Securities Agent State Law Examination 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
The Uniform Securities Act (USA) is 
 
A.	a body of laws governing the purchase and sale of securities within a single state. 
B.	a set of guidelines for individual states to follow when formulating their own securities’ laws. 
C.	a group of laws requiring state-issued securities, such as municipal bonds, to be registered with. 
D.	federal legislation that requires all states to adopt the sam...
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