Auditing en Study guides, Class notes & Summaries

This is a summary of the Auditing & Accounting Information Systems course. It is a summary of all the lectures, including the guest lecture. It consists of the lecture slides and notes taken during the lecture.

1. These Compliance and Ethics Policies and procedures must exist: Non-Re- taliation, Record Management, Conflict of Interest, Privacy, Security, and Confiden- tiality 2. What are Compliance Officers required to do?: Maintain Compliance and Ethics polices and procedures 3. When making decisions, C.O. need to....: Consult with appropriate subject matter resources, HR, legal, finance 4. A main goal of compliance program:: Assure Alignment between organiza- tion's mission, vision, values, and...

Sarbanes-Oxley Act of 2002 (SOX) actually only applies to publically traded companies. However, the scrutiny that nonprofit health organizations live under due to the nature of their business and tax-exempt status, likely leads the public to require that non-profit companies adhere to the same if not greater standards. SOX requires various standards be met in order to protect investors as well as increase corporate oversight of for profit health care organizations. Non-profit health care organiz...

Chapter 02 The Financial Statement Auditing Environment True / False Questions 1. A series of business and related auditing failures led to the passage of the Sarbanes-Oxley Act (2002). True False 2. The primary audit context with which an auditor is concerned is the client's industry or business. True False 3. The audit committee generally includes senior executives of the organization. True False 4. A financial statement audit is generally organized based on th...

NUR 2755 leadership fom A,B AND C Leadership Form A 1. A nurse tells the unit manager, “I am tired of all the changes on the unit. If things don’t get better, I’m going to quit.” Which of the following responses by the unit manager is appropriate? a. You should file a written complaint with hospital administration b. Just stick with it a little longer. Things will get better soon c. So, you are upset about all the changes on the unit? d. I think you have a right to be upse...

INTRODUCTION TO AUDITING Hoofdstuk 1 (Grondslagen) – Ontwikkelingen in het vakgebied Controle Bedrijven hebben steeds meer te maken met regelgeving en controle. Daarbij spelen onder meer de volgende ontwikkelingen:  Voortgaande internationalisatie;  Groeiende mogelijkheden met ICT;  Accentverschuivingen in regelgeving (van nationale regelgeving naar internationaal);  Trends in verslaggeving;  Groeiende maatschappelijke behoefte aan toezicht (door kredietcrisis). Assura...

INTRODUCTION TO AUDITING Hoofdstuk 1 (Grondslagen) – Ontwikkelingen in het vakgebied Controle Bedrijven hebben steeds meer te maken met regelgeving en controle. Daarbij spelen onder meer de volgende ontwikkelingen:  Voortgaande internationalisatie;  Groeiende mogelijkheden met ICT;  Accentverschuivingen in regelgeving (van nationale regelgeving naar internationaal);  Trends in verslaggeving;  Groeiende maatschappelijke behoefte aan toezicht (door kredietcrisis). Assura...

NUR 2755 leadership fom A,B AND C Leadership Form A 1. A nurse tells the unit manager, “I am tired of all the changes on the unit. If things don’t get better, I’m going to quit.” Which of the following responses by the unit manager is appropriate? a. You should file a written complaint with hospital administration b. Just stick with it a little longer. Things will get better soon c. So, you are upset about all the changes on the unit? d. I think you have a right to be upse...

Accounting and Auditing Enforcement Courtney D. Moore ACC 599 Graduate Accounting Capstone Professor David Humphreys Questions and Answers

1 PRTC OBLIGATION 1. A mango tree in the land of O is reclining towards the road. All of a sudden, without a storm or an earthquake or even strong wind, the tree falls hitting a car belonging to X causing a P20, 000 damage. The liability of O to X arises from: a. a. Law b. Contract c. Quasi –contract d. Delict e. Quasi – delict 2. The obligation of the employer to pay death benefits and funeral expenses for his employer’s death while in the course of employment as sanctioned by the Workmen...