2025 ccep Study guides, Class notes & Summaries

CCEP COMPLIANCE AND ETHICS PROFESSIONAL EXAM/ CCEP CERTIFICATION LATEST 2024 – 2025 WITH 200 QUESTIONS AND ANSWERS ALREADY GRADED A+

Which of the following BEST describes the purpose of training based upon risk assessment findings? A.) Reducing the organization's legal exposure B.) Educating employees on laws and regulations C.) Educating the board on the compliance program D.) Reducing the organization's insurance premiums A compliance and ethics professional investigates a report of sexual harassment. The incident does not constitute sexual harassment, but reveals the employee's misunderstandings of the harassmen...

A company uses 5,000 third parties to accomplish business tasks. Which of the following steps should the compliance and ethics professional take to require third parties to comply with the company's ethics and compliance standards? A. Read the third party's code of conduct. B. Include the standards in the third-party contract. C. Conduct due diligence on the third party. D. Communicate the standards to the third part ️ B. Include the standards in the third-party contract. When audit...

Certified Compliance and Ethics Professional (CCEP) Certification Study Exam 2024/2025 100%Revision. Which of the following BEST describes the purpose of training based upon risk assessment findings? A.) Reducing the organization's legal exposure B.) Educating employees on laws and regulations C.) Educating the board on the compliance program D.) Reducing the organization's insurance premiums A. Reducing the organization's legal exposure A compliance and ethics professional investigat...

1. These Compliance and Ethics Policies and procedures must exist: Non-Retaliation, Record Management, Conflict of Interest, Privacy, Security, and Confidentiality 2. What are Compliance Officers required to do?: Maintain Compliance and Ethics polices and procedures 3. When making decisions, C.O. need to....: Consult with appropriate subject matter resources, HR, legal, finance 4. A main goal of compliance program:: Assure Alignment between organization's mission, vision, values, and the c...

What are the 7 elements of a Compliance Program? ️ 1. Standards of Conduct/Policies and Procedures, 2. Compliance Officer and Compliance Committee, 3. Education/Training, 4. Monitoring/Auditing, 5. Reporting and Investigating, 6. Enforcement and Discipline, 7. Response and Prevention A CFO discovers the CEO is using company funds for personal expenses. The CFO buried this information in the company's financial reports. The compliance and ethics professional learns of the situation throu...

CCEP Glossary | Questions and answers | Latest 2024/2025

An organization has just accepted a new business line with plants in Germany and France. The CEO has asked the compliance and ethics professional (CEP) to evaluate the compliance program to determine the impact of this change. Which of the following should the CEP consider when evaluating the company's compliance hotline? A. Foreign Corrupt Practices Act B. EU Privacy Directive C. OECD Convention on Bribery D. Bank Secrecy Act ️ B. EU Privacy Directive The audit committee has asked t...

Anti-Kickback Law ️ Prohibits the solicitation, receiving, offering, or paying of any remuneration directly or indirectly in cash or in kind exchange. Attestation ️ The affirmation by signature, usually on a printed form, that the action outlined has been accomplished by the individual signing; e.g., the individual has read the code of conduct and agreed to adhere to its principles. Attorney-Client Privilege ️ A legally accepted policy that communication between a client and attorn...